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Unmatched Experience. Unrivaled Success.

Award-winning practice, profiled by The New York Times, NPR, and The New Yorker. Led by the Whistleblower Lawyer of the Year and someone The Wall Street Journal has described as, "One of the most prominent attorneys representing whistleblowers."

A team with over 65 years of SEC prosecutorial experience, led by a principal architect of the SEC Whistleblower Program.

An ultra-selective concierge legal practice that exclusively serves senior whistleblowers on Wall Street and in Corporate America.

A market-leading practice, winning landmark SEC whistleblower awards, including the largest reward associated with an SEC case in history, $83 million.

SEC Whistleblower Attorneys Building the Strongest Case

Former SEC Prosecutors

We've got over 65 years of experience in federal law enforcement. No other whistleblower practice comes close. Every single one of our experienced attorneys spent years building successful SEC cases. Not in some cozy law firm job, but in the thick of it, running investigations, interviewing witnesses, living and breathing the federal securities laws.

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World-Class Research Team

The road from tip to successful enforcement action is long. We are selective in our cases and rigorous in our analysis, calling upon leading industry and subject matter experts. The stakes for whistleblowers are too high for anything less.

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An Exclusive Focus

In a post-Madoff universe, SEC whistleblowers are best served by SEC whistleblower lawyers. The securities laws are too complex for rookies. We operate with laser focus on our niche practice, intimately familiar with the governing statutes, regulatory guidance and best practices for building successful securities enforcement cases.

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SEC Whistleblower Advocates Case Evaluation

If you have information about a possible violation of the federal securities laws and would like to speak to a member of our Whistleblower Representation Team, please call 212.970.TIPS (212.970.8477) or electronically submit this confidential and secure case evaluation form. SEC Whistleblower advocates can also communicate with prospective
whistleblowers using encrypted applications like Signal and Telegram. Interested whistleblowers can connect with one of our partners by clicking on the içons below.

Resources

Frequently Asked Questions

What is the risk of a whistleblower claim being rejected for procedural errors?

Our whistleblower practice runs every submission through a multi-stage vetting process for 100% compliance with the Dodd-Frank Act requirements. A minor technical error on an SEC Form TCR could disqualify even the most credible information. Handling the filing through our firm removes the danger of you losing a potential monetary award due to a clerical mistake or a missed deadline.

What practical steps does the law firm take to protect senior executives from professional fallout?

For high-level insiders at public companies, the biggest fear isn't just losing a job, but being blacklisted. We provide a strategic buffer. We manage all communication with the Securities and Exchange Commission, your identity or involvement is never revealed during the investigation phase of a case. We also advise on the practical "day-to-day" of staying in your role while an investigation is active. You'll avoid behaviors which could tip off the company and lead to a retaliation scenario.

How does the firm handle complex securities laws involving international financial fraud?

International cases involve layers of jurisdictional hurdles. Whether the fraud involves foreign officials or offshore accounts, our whistleblower law firm has the global reach to track the violations. We make sure the information provided to the SEC meets the specific "originality" requirements, even if the misconduct happened outside the US. That technical oversight is key for international reporters who want to be certain of their eligibility for a whistleblower award under the US system.

How does the law firm identify additional monetary sanctions from other law enforcement agencies?

A whistleblower award often extends beyond the penalties collected by the commission alone. If your information assists other regulatory authorities or leads to a successful criminal prosecution by the Department of Justice, you may be eligible for a monetary award from those recoveries as well. SEC Whistleblower Advocates tracks all related proceedings across various jurisdictions. We fight to include every fine and penalty in the final calculation. You get the maximum possible legal payout, given the facts of your case.

Can SEC Whistleblower Advocates help if an insider already voiced concerns internally?

Reporting internally often creates a high-risk environment, but it does not disqualify a person from the program. If you have already reported misconduct to a compliance department, we move aggressively to report the information to the SEC to protect your whistleblower rights. Our firm manages the legal friction following an internal report. We shield you against corporate retaliation while the commission evaluates potential violations.

SEC Whistleblower Attorneys

Unmatched Experience. Unrivaled Success.

SEC Whistleblower Attorneys Building the Strongest Case

SEC Whistleblower Law Firm with An Unparalleled Knowledge Arsenal

Industry-Leading SEC Whistleblower Insights

SEC Whistleblower Advocates Case Evaluation

SEC Whistleblower Program

Resources

Frequently Asked Questions

What are the risks of waiting to report federal securities law violations?

Can you help if the whistleblower is partially involved in the wrongdoing?

Why is working with former SEC prosecutors safer than using a general whistleblower law firm?

How does the firm’s "Whistleblower Whisperer" reputation benefit the client's case?

What is the risk of a whistleblower claim being rejected for procedural errors?

What practical steps does the law firm take to protect senior executives from professional fallout?

How does the firm handle complex securities laws involving international financial fraud?

Does the firm recover funds from fraudulent schemes like Ponzi schemes or market manipulation?

How does the law firm identify additional monetary sanctions from other law enforcement agencies?

Can SEC Whistleblower Advocates help if an insider already voiced concerns internally?

How does working with former SEC prosecutors reduce the timeline of an investigation?

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