212.970.TIPS 212.970.8477
Get in touch Now
DiCello Levitt Expands Whistleblower Practice With Preeminent SEC Whistleblower Team
SEC Prosecutions

SEC Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Obligated Person for Omission

In the Matter of Syracuse University, Respondent

  • 2016

Proceeding addressing self-reported violation in the form of a material omission in an official statement for municipal securities by respondent, namely, failing to disclose that it had not been in material compliance with a prior agreement to provide continuing disclosure.

Key Docs

SEC Whistleblower Program

Resources

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR, and The New Yorker