- October 13, 2011
Infoline hosted the 2011 EU & UK Practitioners Summit on Banking Regulation 2011 in London on October 12-13, 2011.
Partner Jordan A. Thomas presented in an individual session entitled, “A Quiet Revolution In Enforcement – How US Financial Reforms and Recent Whistleblower Provisions Impact Global Financial Institutions” on October 13th, at 11:15am. Jordan’s session covered the following topics:
-Overview of the SEC’s Whistleblower Program
-Implications across the pond – the broad reach of US regulatory developments
-Recent international enforcement cases that illustrate exposure
-How compliance programs can effectively respond
