About Us
Our Team Practice Manifesto Our Approach Awards & Accolades Landmark SEC Lawsuit
SEC Whistleblower Program
Program Fundamentals SEC Tips Process Facts & Figures SEC Whistleblower Awards Common Securities Violations International Whistleblowers SEC Whistleblower Resources Eligibility Calculator
Clients & Results
Our Whistleblower Cases Our Clients SEC Prosecutions Whistleblower Advocacy
News & Insights
Articles & Perspectives In The News Reports & Surveys Rules & Regs Webinars, Videos & Podcasts
Resources
Securities Law Primer Eligibility Calculator SEC Insiders Guide SEC Whistleblower Handbook FAQ
LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS
About Us
Our Team Practice Manifesto Our Approach Awards & Accolades Landmark SEC Lawsuit
SEC Whistleblower Program
Program Fundamentals SEC Tips Process Facts & Figures SEC Whistleblower Awards Common Securities Violations International Whistleblowers SEC Whistleblower Resources Eligibility Calculator
Clients & Results
Our Whistleblower Cases Our Clients SEC Prosecutions Whistleblower Advocacy
Insights
All News & Insights Articles & Perspectives In The News Reports & Surveys Rules & Regs Webinars, Videos & Podcasts
Resources
Securities Law Primer Eligibility Calculator SEC Insiders Guide SEC Whistleblower Handbook FAQ

News & Insights In The News

Enforcement Wave Heading for Advisers: Ex-SEC Official

“An enforcement wave is coming,” said Jordan Thomas, a partner at [Jordan Thomas][prior firm] and former assistant director at the Securities and Exchange Commission’s asset management unit. “The world is about to change for investment advisers.”

“The full impact of the asset management unit hasn’t been felt yet,” he said.

“If you don’t [self-]report, there is now a much higher probability the SEC will find out,” Jordan Thomas said.

Read Full Article
March 19, 2018
Whistleblowers Represented by Jordan Thomas Earn Largest SEC Whistleblower Awards in History
New York, NY (March 19, 2018) – The Securities and Exchange Commission today announced that it will award a group of whistleblowers more than $83 million, the largest awards announced since the SEC Whistleblower Program was established seven years ago. Represented by Jordan Thomas, the whistleblowers’ tips led to a landmark enforcement action that resulted in Merrill...
In The News
March 20, 2018
Once an SEC Regulator, Now Thriving as a Lawyer for Whistleblowers
The New York Times
In a profile piece published in The New York Times, Whistleblower Practice Chair Jordan A. Thomas talks about his decision to travel “the road not taken,” and how it has benefited those in difficult professional positions. After dealing with a traumatic upbringing and seeking emancipation from his parents at the age of 15, Thomas went...
In The News
July 29, 2019
2019 Half-Time Report
The SEC Whistleblower Program: Where Wall Street Answers to Main Street
We are pleased to bring our clients and friends a midyear report to highlight key awards, trends and issues of import in the SEC whistleblower arena. It’s an exciting time for whistleblowers, and, by extension, investors at large. Since the program’s roll-out, the Commission has received nearly 30,000 tips from 119 countries. Most remarkable, as...
Articles & Perspectives
Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
Stay in touch
New York
40 Wall Street, Suite 2808
New York, NY 10005
(212) 970-8477

Washington DC Area
3033 Wilson Boulevard, Suite 700
Arlington, VA 22201
(202) 746-9314
Copyright © 2022 SEC Whistleblower Advocates PLLC. All rights reserved.
Privacy Policy   |   Attorney Advertising Disclaimer
Stay in touch
Thank you for submitting some email to us.