SEC Regulation Outside the United States (London)

InvestoRegulation hosted its 15th annual “SEC Regulation Outside the United States” in London, UK on May 31, 2012. It is designed to educate non-U.S. financial services practitioners about how regulatory developments from the SEC and other U.S. bodies impact them.

Jordan A. Thomas participated in a panel discussion entitled “The Markets and Compliance” at 2:45 pm on May 31st. He spoke along with directors from the SEC and the CEO of CompliGlobe. They guided the audience through the nuances of current and pending U.S. regulations, and explained how to best meet the challenges of the fluid U.S. regulatory environment.