LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

Reports & Surveys

How many whistleblower submissions does the SEC receive each year? What percentage of financial services professionals would engage in insider trading if they could get away with it? Is retaliation on the rise in the American workplace? To educate our clients, the media, academics and the public at large, over numerous years, we have commissioned, authored, and gathered fascinating data. Read on!

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2014 Annual Report on the Dodd-Frank Whistleblower Program

Reports & Surveys

2014 Report to the Nations on Occupational Fraud and Abuse

Reports & Surveys

Achievements, Challenges and Change: The SEC Whistleblower Program Year in Review

Reports & Surveys

AlixPartners Annual Global Anti-Corruption Survey

Reports & Surveys

2014 Ethics and Compliance Hotline Benchmark Report

Reports & Surveys

U.S. Financial Services Industry Survey – Wall Street in Crisis: A Perfect Storm Looming,

Reports & Surveys

Hedge Fund Industry Survey

NEW YORK – An independent survey of hedge fund professionals commissioned by [Jordan Thomas][prior firm][‘s], HedgeWorld and the Hedge Fund Association, revealed that nearly half (46 percent) believe that their competitors engage in illegal activity; more than one third (35 percent) have personally felt pressure to break the rules and about one third (30 percent)...

Reports & Surveys

2013 Annual Report on the Dodd-Frank Whistleblower Program

Reports & Surveys

2012 Ethics and Action Survey: Voices Carry

Reports & Surveys

Retaliation: When Whistleblowers Become Victims – Supplemental Report to 2011 National Business Ethics Survey

Reports & Surveys

Retaliation in the Workplace: Why It Matters and What Companies Can Do About It

Reports & Surveys

Mapping Misconduct: An Overview of Significant SEC Enforcement Actions Since the Passage of the Sarbanes-Oxley Act of 2002

Reports & Surveys

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November 20, 2015

5 Tips for Potential Whistleblowers

The New York Times

In an article in The New York Times, Jordan Thomas set out five tips prospective whistleblowers must keep top of mind while weighing the decision to report wrongdoing. Perhaps most important is that individuals must pay close attention to what information they report, to whom and when. Jordan also suggests “you don’t have to be...

Articles & Perspectives

Annual Report to Congress of the Dodd-Frank Whistleblower Program

Annual Report to Congress of the Dodd-Frank Whistleblower Program The SEC has released its 2019 Annual Report to Congress on the Dodd-Frank Whistleblower Program. Since the program’s inception, tips received through the SEC Whistleblower Program have contributed to successful enforcement actions that enabled the Commission to recover more than $2 billion in monetary sanctions, almost...

Reports & Surveys

Reporting Without Regrets: The SEC Whistleblower Program Handbook

Reports & Surveys

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker

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