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SEC Prosecutions

SEC Prosecutions

Broker Barred from Industry for Participation in Market Manipulation

In the Matter of William H. Salem, Respondent

  • 2009

Registered representative formerly with Advest, Inc. in Ohio. He participated in a scheme to manipulate the market for the stock of Innotrac Corp. In addition to the industry bar, he was jailed for a month and ordered in a criminal case to make restitution of $5,000.00.

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