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DiCello Levitt Expands Whistleblower Practice With Preeminent SEC Whistleblower Team
SEC Prosecutions

SEC Prosecutions

Broker Gone Bad; Barred from Industry

In the Matter of Stephen J. Glantz, Respondent

  • 2009

Registered representative formerly with Ferris Baker Watts, Inc. who, with others, conducted a scheme to manipulate the market for the stock of Innotrac Corp. He also engaged in unauthorized and unsuitable trading in his customers’ accounts, and made false statements to federal government agents. He was jailed.

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