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SEC Prosecutions

SEC Prosecutions

SEC Settles Insider Trading Charges Against Former Managing Director of Private Equity Firm

SEC v. Justin Huscher

  • 2006
  • $116,664

Defendant allegedly made more than $54,000 in illegal profits by buying Unisource Energy Corp. stock after he learned of Unisource’s impending acquisition from a good friend who was involved in the investor consortium that acquired Unisource. He was fined, permanently enjoined and barred from the industry.

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