Whistleblower
Advocates
Award Winning Attorneys
SEC Prosecutions
Settlement of Civil Fraud Charges Against Two Former Enron In-House Attorneys
SEC v. Jordan H. Mintz and Rex R. Rogers
- 2009
- $50,000
Defendants allegedly particiated in a fraudulent scheme to not disclose Enron’s related-party transactions with partnerships controlled by its CFO, Andrew Fastow, and the millions of dollars Fastow received through those transactions. Defendant Rogers also allegedly failed to disclose and aided and abetted failures to disclose insider stock sales by Chairman Kenneth Lay totalling approximately $86 million.
