212.970.TIPS 212.970.8477
Get in touch Now
DiCello Levitt Expands Whistleblower Practice With Preeminent SEC Whistleblower Team
SEC Prosecutions

SEC Prosecutions

Settlements Including Disgorgement and Civil Penalties in Insider Trading Case

SEC v. Rex C. Steffes, Cliff M. Steffes, Rex R. Steffes, Bret W. Steffes, Robert J. Steffes, and W. Gary Griffiths

  • 2014
  • $345,913

Defendants were charged with insider trading in advance of an acquisition of Florida East Coast Industries Inc., where two of the defendants worked. The scheme allegedly generated more than $1 million in illicit profits.

Key Docs

Case Materials

SEC Whistleblower Program

Resources

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR, and The New Yorker