Whistleblower
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SEC Prosecutions
Former La Crosse, Wisconsin Resident Enjoined and Barred on Fraud Charges
SEC v. Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC
- 2013
- $1.1 Million
Defendant Fisher and his companies allegedly conducted unregistered securities offerings and raised approximately $1.04 million from approximately 18 investors, who were told that they were investing in a “special trading platform” that supposedly generated significant returns. The SEC found that only $155,000 went to the trading platform (which appeared to be a scam), and the rest was misappropriated, in part for Ponzi payments, and in larger part for Fisher’s personal use.
