LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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Thought leadership isn't something that we periodically do, it's a fundamental part of our organizational DNA. We have always felt it was our duty to speak out against corporate wrongdoing and to speak up for whistleblowers. So when it comes to the SEC Whistleblower Program, we write, speak, tweet, post, moderate and educate more than any other firm in the world.

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January 13, 2012

Will Whistleblower Rules Help SEC Investigations?

Webinars, Videos & Podcasts

January 12, 2012

To Blow the Whistle — or Not

If this trend continues, the number of whistleblower submissions is likely to exceed the number of cases that the Enforcement Division actively investigates, according to Thomas, who says he was surprised by the overall results of the survey. “At the SEC, I knew that there were no shortages of securities violations to investigate and prosecute,”...

January 12, 2012

Will Whistleblower Rules Help SEC Investigations

Fox Business News

January 10, 2012

Study: Whistleblowers Want Anonymity, Monetary Rewards

Compliance Week

The survey suggests that many employees remain tight-lipped on misconduct, says Jordan Thomas, a partner and chair of [prior firm][‘s] whistleblower representation practice. “Many corporations should reconsider their policies and practices regarding communicating with those who reported misconducts to them. Failure to do so may lead to unnecessary whistleblower submissions to the SEC.”

January 5, 2012

Survey Sees Less Misconduct But More Reporting And Retaliation

The Wall Street Journal

Whether the perceived retaliation is real, Thomas said, it creates a negative experience reporting misconduct internally, and that will drive other potential informants reporting securities violations to exercise their rights under the Dodd-Frank Act to report first to the Securities and Exchange Commission. “It’s situations like Olympus that lead employees to not have confidence in...

2012 Annual Report on the Dodd-Frank Whistleblower Program

Reports & Surveys

2012 Report to the Nations on Occupational Fraud and Abuse

Reports & Surveys

December 18, 2011

Mary Schapiro: Massive Workload, Meager Budget

Investment News

“Many significant and necessary changes have been made in the enforcement division,” said Jordan Thomas, a partner at [prior firm] and a former assistant director of the SEC’s asset management unit. “Now it’s all about results. Nothing else is likely to satisfy Congress and the American public.”

December 17, 2011

Majority of Americans Would Blow Whistle

The Vancouver Sun

The government expects the whistleblower office to have a significant effect on the cases brought in the future, Jordan Thomas said when he discussed the firm’s poll findings.

December 14, 2011

Britons Third in SEC Whistleblower League Table

Professional Pensions

Thomas said: “In the coming years, the SEC will break all prior records for number of enforcement of actions and monetary sanctions, because insiders are finally breaking their silence and reporting a wide variety of significant securities violations to the SEC.”

December 14, 2011

Britons Rank Second in US Whistleblowing League

Investment Week

The Dodd-Frank Whistleblower Program stemmed from “a series of scandals that were either undetected or unreported, from Enron until the legislation was passed, including the Madoff scandal,” said Jordan Thomas, chair of the whistleblower representation practice at [Jordan Thomas][prior firm]. “It is high level and well-placed individuals, who have furnished strong corroborating evidence, such as...

December 13, 2011

Bosses Beware: 75% of Workers Say They’re Ready to Expose Law-Breaking Managers

Daily Mail Online

Jordan Thomas, partner and head of the whistleblower representation practice at [prior firm] said: “It is disheartening to see that wrongdoing in the workplace continues to be so widespread. However, the findings affirm the need for, and value of, the SEC’s Whistleblower Program.” ‘This program, in concert with other regulatory reforms, has the potential to...

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Featured

Whistleblowers Represented by Jordan Thomas Earn Largest SEC Whistleblower Awards in History

New York, NY (March 19, 2018) – The Securities and Exchange Commission today announced that it will award a group of whistleblowers more than $83 million, the largest awards announced since the SEC Whistleblower Program was established seven years ago. Represented by Jordan Thomas, the whistleblowers’ tips led to a landmark enforcement action that resulted in Merrill...

Once an SEC Regulator, Now Thriving as a Lawyer for Whistleblowers

The New York Times

In a profile piece published in The New York Times, Whistleblower Practice Chair Jordan A. Thomas talks about his decision to travel “the road not taken,” and how it has benefited those in difficult professional positions. After dealing with a traumatic upbringing and seeking emancipation from his parents at the age of 15, Thomas went...

2019 Half-Time Report
The SEC Whistleblower Program: Where Wall Street Answers to Main Street

We are pleased to bring our clients and friends a midyear report to highlight key awards, trends and issues of import in the SEC whistleblower arena. It’s an exciting time for whistleblowers, and, by extension, investors at large. Since the program’s roll-out, the Commission has received nearly 30,000 tips from 119 countries. Most remarkable, as...

Articles & Perspectives

NPR Features Jordan Thomas on Planet Money Podcast, “The Whistleblower Whisperer”

NPR Planet Money

Leading SEC whistleblower attorney Jordan Thomas was featured on NPR’s Planet Money podcast. In the episode “The Whistleblower Whisperer,” Jordan tells Planet Money co-host Jacob Goldstein about his work representing whistleblowers who provided evidence to the SEC that led to landmark enforcement actions against Wall Street’s biggest banks, including Merrill Lynch and JP Morgan. Jordan also...

October 5, 2018

Jordan A. Thomas Named Whistleblower “Lawyer of the Year”

New York, NY – October 5, 2018 – [Jordan Thomas][prior firm][‘s] is pleased to announce that its leading SEC whistleblower attorney Jordan A. Thomas, a principal architect of the SEC Whistleblower Program who established the nation’s first law practice exclusively focused on SEC whistleblowers, has been named a 2018 “Lawyer of the Year” by the Taxpayers...

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker

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