- March 20, 2012
On Tuesday, March 20, 2012, The Alliance of Alternative Asset Professionals (TAAAPs) hosted their next TAAAPs Speaker Series on “A Changing Regulatory Environment”.
TAAAPs assembled a stellar panel of speakers to discuss compliance and the ever changing regulatory landscape. Among topics discussed were the impact compliance has on fundraising and on managing investments, expectations of regulators on investors and managers, the Dodd-Frank Wall Street Reform Act, the Volcker Rule, Whistle Blower Policies, and ongoing compliance requirements.
Partner Jordan A. Thomas joined the following distinguished panel to discuss the implications of these regulatory changes on the horizon.
Moderator:
Stephen McShea – Larch Lane Advisors, LLC
Panelists:
Harris Bogner – Compliance Consulting Solutions, LLC
Joseph Mecane – NYSE – Euronext
Jordan A. Thomas – Labaton Sucharow, LLP
Patrick Tominey – FINRA Member Regulation
