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Charges of False Statements Result in Cease-and-Desist Orders and Industry Bar

In the Matter of Calhoun Asset Management, LLC and Krista Lynn Ward a/k/a Krista Lynn Karnezis, Respondents

2012
$50,000

SEC found that respondents, an investment adviser to two funds of funds and its principal, made materially false and misleading statements by grossly exaggerating assets under management (including on Forms ADV) and the IA’s due diligence process.

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Charges of False Statements Result in Cease-and-Desist Orders and Industry Bar

In the Matter of Calhoun Asset Management, LLC and Krista Lynn Ward a/k/a Krista Lynn Karnezis, Respondents

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