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SEC Prosecutions

SEC Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatements

In the Matter of Blair Oaks R-II School District, Respondent

  • 2016

Proceeding addressing self-reported violations in the form of affirmative, material misstatements in official statements for municipal securities by respondent, namely, that it had complied with a prior agreement to provide continuing disclosure, when in fact it had not.

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