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SEC Prosecutions

SEC Prosecutions

SEC Wins Judgment on Insider Trading Charges; Over $400,000 Monetary Payment Ordered

SEC v. Jonathan Mayhew

  • 1996
  • $415,582

Following a trial, the Court found that defendant had violated insider trading laws in connection with his trading during 1989 and 1990 in the stock and options of Rorer Group, Inc., in advance of a takeover by French firm, Rhone-Poulenc.

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