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SEC Prosecutions

SEC Prosecutions

Suspension of Arthur Andersen Partners from Practice Before the SEC

SEC v. David B. Duncan; In the Matters of Thomas Bauer, Michael Lowther and Michael Odom

  • 2008
  • $0

Proceedings against Arthur Andersen partners resulting in suspensions from practicing/appearing before the SEC based on Eron audit failures. Defendant/respondent Duncan was permanently suspended.

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