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DiCello Levitt Expands Whistleblower Practice With Preeminent SEC Whistleblower Team

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Thought leadership isn't something that we periodically do, it's a fundamental part of our organizational DNA. We have always felt it was our duty to speak out against corporate wrongdoing and to speak up for whistleblowers. So when it comes to the SEC Whistleblower Program, we write, speak, tweet, post, moderate and educate more than any other firm in the world.

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October 26, 2015
Public & Private Enforcement: Improving Recovery for Harmed Investors
The Osgoode Hall Law School and the Canadian Foundation for Advancement of Investor Rights (FAIR Canada) will host a conference titled “Public & Private Enforcement: Improving Recovery for Harmed Investors” on October 26, 2015. Partner Jordan A. Thomas will speak on the “Impact of Whistleblower Programs on Investor Recovery” panel scheduled for Monday, October 26,...
Uncategorized
October 23, 2015
SEC Announces Fiscal Year 2015 Enforcement Results: Innovative Actions to Fight Corruption
The SEC just released its fiscal year 2015 results, which highlight the Commission’s stalwart determination to protect investors, hold companies and executives responsible for misconduct, and demand integrity in our financial markets. The SEC’s enforcement approach brought an amazing breadth and depth of cases spanning the entire securities industry. The Commission filed 807 enforcement actions, a...
Articles & Perspectives
Cold Calling: Unsolicited Calls from Brokers
“This brochure tells you how to deal with cold calls, how to stop them, and how to evaluate any investment opportunity that comes your way over the telephone.” This publication may be helpful to potential whistleblowers that are concerned about an employer’s use or abuse of cold calling tactics.
Rules & Regs
October 20, 2015
The Truth About Corporate Whistleblowers
Labaton Sucharow
Disgruntled employees out for revenge. Rats. Opportunists. We’ve all heard the derogatory terms aimed at whistleblowers. And there’s a cruel irony at the core of the name-calling: since whistleblowers often operate quietly or anonymously, they are unable to correct the many common misconceptions about their character and motives. In the aftermath of the financial crisis,...
Articles & Perspectives
October 13, 2015
Bridge The Gap
The New York County Lawyers’ Association (NYCLA) will host an event titled ‘Bridge the Gap’ on October 13, 2015. Partner Jordan A. Thomas joins a panel discussion that includes Jack Blum, an expert on bank money laundering who worked for the Senate Foreign Relations Committee and the UN.
Uncategorized
September 26, 2015
28th Annual CELA Employment Law Conference
The California Employment Lawyers Association (CELA) will host their 28th Annual CELA Employment Law Conference from September 25 -26, 2015. Partner Jordan A. Thomas will speak on the “Blowing the Whistleblower” panel scheduled for September 26, which will discuss how to identify and pursue the most common employment-related whistleblower claims under state and federal qui...
Uncategorized
September 22, 2015
Whistleblowers Coming Forward in Huge Numbers: Boston SEC Reports Flood of Tips
Labaton Sucharow
In highly encouraging news for investors and market integrity, the SEC’s Boston regional director, Paul Levinson, recently told Law360 that the agency’s Whistleblower Program is yielding a “steady fire hose” of fraud tips and having a remarkable effect on the culture of the financial services industry in New England. The Boston area’s success is just the latest...
Articles & Perspectives
September 21, 2015
New Justice Department Policy Targets Wall Street Fraudsters
Labaton Sucharow
Following criticism and public concern over the lack of prosecutions against individuals involved in the financial crisis, the Department of Justice recently released guidance that underscores a renewed effort to charge individuals in corporate wrongdoing. The memo, which sets forth best practices for federal prosecutors, makes clear that a company should be considered cooperative in an investigation...
Articles & Perspectives
September 15, 2015
If You See Something, Say Something? A whistleblowing choose-your-own adventure.
Chief Investment Officer
Jordan A. Thomas examines different scenarios that whistleblowers may undertake when he or she witnessed illegal or unethical activity at work “People come to me with crazy big violations—huge cases—but blowing the whistle isn’t consistent with their goals. Or, say, three people on the planet truly know about it, and you’re the only one who...
In The News
September 14, 2015
Whistle-Blower Law Split Could Pique Supreme Court
Bloomberg BNA
Jordan A. Thomas talks about a Second Circuit’s whistleblower case that sets up a split in authority with the Fifth Circuit A new rift in federal circuit courts’ interpretation of whistleblower protections under the Dodd-Frank Act is a prime candidate for Supreme Court review, even though the potential timing of any high court action is...
In The News
August 19, 2015
SEC Stakes Ground: Internal Reporting Triggers Whistleblower Protections
Labaton Sucharow
In addition to the case we described in an earlier post, in which the Commission filed an amicus brief on behalf of an internal whistleblower, in a significant move to protect whistleblowers at large, this month the SEC issued interpretive guidance to clarify that Dodd-Frank anti-retaliation provisions apply equally to those whistleblowers who report potential violations internally. The SEC’s...
Articles & Perspectives
August 14, 2015
SEC Sides With Corporate Whistleblower on Key Issue of Protection
Labaton Sucharow
In an important case for whistleblower advocacy, last week, the SEC filed an amicus brief in California federal court contending that employees need not report misconduct directly to the government to qualify for whistleblower protection under Dodd-Frank. The underlying case involves a lawsuit filed by the former general counsel of Bio-Rad Technologies Inc. who claimed...
Articles & Perspectives
Featured
March 19, 2018
Whistleblowers Represented by Jordan Thomas Earn Largest SEC Whistleblower Awards in History
New York, NY (March 19, 2018) – The Securities and Exchange Commission today announced that it will award a group of whistleblowers more than $83 million, the largest awards announced since the SEC Whistleblower Program was established seven years ago. Represented by Jordan Thomas, the whistleblowers’ tips led to a landmark enforcement action that resulted in Merrill...
In The News
March 20, 2018
Once an SEC Regulator, Now Thriving as a Lawyer for Whistleblowers
The New York Times
In a profile piece published in The New York Times, Whistleblower Practice Chair Jordan A. Thomas talks about his decision to travel “the road not taken,” and how it has benefited those in difficult professional positions. After dealing with a traumatic upbringing and seeking emancipation from his parents at the age of 15, Thomas went...
In The News
July 29, 2019
2019 Half-Time Report
The SEC Whistleblower Program: Where Wall Street Answers to Main Street
We are pleased to bring our clients and friends a midyear report to highlight key awards, trends and issues of import in the SEC whistleblower arena. It’s an exciting time for whistleblowers, and, by extension, investors at large. Since the program’s roll-out, the Commission has received nearly 30,000 tips from 119 countries. Most remarkable, as...
Articles & Perspectives
May 30, 2019
NPR Features Jordan Thomas on Planet Money Podcast, “The Whistleblower Whisperer”
NPR Planet Money
Leading SEC whistleblower attorney Jordan Thomas was featured on NPR’s Planet Money podcast.  In the episode “The Whistleblower Whisperer,” Jordan tells Planet Money co-host Jacob Goldstein about his work representing whistleblowers who provided evidence to the SEC that led to landmark enforcement actions against Wall Street’s biggest banks, including Merrill Lynch and JP Morgan.  Jordan also...
In The News
October 5, 2018
Jordan A. Thomas Named Whistleblower “Lawyer of the Year”
Press Release
New York, NY – October 5, 2018 – [Jordan Thomas][prior firm][‘s] is pleased to announce that its leading SEC whistleblower attorney Jordan A. Thomas, a principal architect of the SEC Whistleblower Program who established the nation’s first law practice exclusively focused on SEC whistleblowers, has been named a 2018 “Lawyer of the Year” by the Taxpayers...
In The News

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Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR, and The New Yorker