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Sometimes it helps to see it in black, white or color. Sometimes a voice provides context and comfort. Here, (a)live and in living color, we provide clients and friends a wealth of information on the SEC whistleblower program itself and leading thinkers and practitioners in the space.

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February 1, 2018
Can You Blow the Whistle Without Blowing Your Identity?
Labaton Sucharow LLP
Recognizing the importance of protecting the identity of whistleblowers, the program allows tipsters to report anonymously if they work with an attorney. That said, how attorneys protect their clients’ identities can require sophisticated tools, techniques and, most importantly, experience. When I was at the Commission and we were developing the SEC whistleblower program, we knew...
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February 1, 2018
The Reporting Minefield: Knowing the Facts, Knowing Your Rights
Labaton Sucharow LLP
Knowing if, when and how to report misconduct can be a confusing proposition. Many prospective whistleblowers worry that employment or secrecy agreements prohibit reporting to the government. In this video, Jordan Thomas explains how to navigate the reporting minefield and why whistleblowers should never fear that agreements with employers bar communications with the government. When...
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June 27, 2017
FCPA Compliance Report: Episode 338
FCPA Compliance and Ethics Report
Partner Steven J. Durham was featured on a podcast with FCPA Compliance and Ethics Report to discuss his background and how partner Jordan A. Thomas created the Firm’s whistleblower practice after leaving the SEC. He relates what the SEC Whistleblower Program is and how it has worked to pay out over $150 million in bounties....
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April 17, 2017
The SEC Whistleblower Program: Chapter – 6 A Call to Action
Labaton Sucharow
In this era of scandal, Jordan Thomas decries the status quo where corporate fraud is too common and witnesses remain silent at the expense of investors. He argues that it doesn’t have to be this way and explains the importance of organizations establishing cultures of integrity and individuals reporting possible securities violations, internally or externally.
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April 17, 2017
The SEC Whistleblower Program: Chapter 5 – Should I Blow the Whistle? Five Insider Tips for SEC Whistleblower
Labaton Sucharow
Leveraging his experience as a senior SEC enforcement attorney and whistleblower advocate, Jordan Thomas highlights five practical tips that every SEC whistleblower should know before they break their silence and report possible securities violations.
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April 17, 2017
The SEC Whistleblower Program: Chapter 4- Should I Blow the Whistle? Weighing the Risks and Rewards
Labaton Sucharow
Deciding whether, when and how to blow the whistle is an extraordinarily difficult decision – personally and professionally. Jordan Thomas outlines the key issues that potential SEC whistleblowers should consider when making this decision.
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April 17, 2017
The SEC Whistleblower Program: Chapter 3- Answers to Common Questions about the SEC Whistleblower Program
Labaton Sucharow
Having played a leadership role in developing the SEC Whistleblower Program, and, now in private practice representing SEC whistleblowers, Jordan Thomas provides answers to the most common questions about this important investor protection initiative.
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April 17, 2017
The SEC Whistleblower Program: Chapter 2 – The Limitations of Corporate Compliance
Labaton Sucharow
Jordan Thomas explores the origins of corporate fraud in an era of scandal and the importance of establishing a culture of integrity to effectively combat and deter misconduct.
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April 17, 2017
A New Era for Corporate Integrity
Labaton Sucharow
Jordan Thomas provides an introduction to the SEC Whistleblower Program, a revolutionary new enforcement initiative that will strengthen investor protection and restore public faith in the markets.
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October 23, 2012
Presentation: Lawyers As Whistleblowers
Part 5 of a 6-part series entitled “Whistleblowing in the Corporate World Series” This is a six-part presentation series hosted by West Legal Edcenter, part of Thomson Reuters. Presenter: Jordan A. Thomas At one time, attorneys’ duty to maintain corporate clients’ confidences, even in the face of anticipated or ongoing corporate wrongdoing, was thought to...
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October 9, 2012
Presentation: The SEC Enforcement Process
Part 4 of a 6-part series entitled “Whistleblowing in the Corporate World Series” This is a six-part presentation series hosted by West Legal Edcenter, part of Thomson Reuters. Presenter: Jordan A. Thomas In this presentation, Jordan A. Thomas, a former Assistant Director in the Enforcement Division of the SEC, calls upon his knowledge of the...
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September 17, 2012
Presentation: Accountants as Whistleblowers
Part 3 of a 6-part series entitled “Whistleblowing in the Corporate World Series” This is a six-part presentation series hosted by West Legal Edcenter, part of Thomson Reuters. Presenter: Jordan A. Thomas Accountants play an important role in protecting investors. In addition to auditing and providing opinions on financial statements, accountants are in a unique...
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