LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatement

In the Matter of The City of Oconomowoc, Wisconsin, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatement

In the Matter of The County of Franklin, New York, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Obligated Persons for Misstatement

In the Matter of Lawrence & Memorial Hospital, Inc. and Lawrence & Memorial Corp., Respondents

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatement

In the Matter of Palatine Park District, Cook County, Illinois, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatements

In the Matter of Sanitary District of the City of Gary, Indiana, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Obligated Person for Omission

In the Matter of Syracuse University, Respondent

Insights

High-Frequency Trading: Whistleblower Aids Investigations

Insights

SEC Speaks 2016: Commission to Pursue Cases Involving Illegal Confidentiality Agreements

SEC & DOJ Prosecutions

SEC Obtains Permanent Injunctions Against Financial Services Firm Executives for Ponzi Scheme

SEC v. First United Financial Group, LLC, Robert L. Hall, Jr. and Carletus Willis

SEC & DOJ Prosecutions

SEC Obtains Settlement with Portfolio Manager for Alleged Inflated Valuations

SEC v. Lori G. Addison

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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