LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Summary Judgment Won Against Unregistered Investment Company

SEC v. National Presto Industries, Inc.

SEC & DOJ Prosecutions

Petroleum Products Company CEO Enjoined and Fined for False Press Releases

SEC v. Richard Dean Carter

SEC & DOJ Prosecutions

Settlement with Former International Paper Company Executive of Insider Trading Charge

SEC v. Michael Dale Lackey

SEC & DOJ Prosecutions

Settlement of Stock Manipulation Charges with Financial Holding Company and Executives

SEC v. LNB Bancorp, Inc., Gary C. Smith, Thomas P. Ryan, Gerald S. Falcon and Thomas H. Eschke

SEC & DOJ Prosecutions

Broker-Dealer and Principal Censured, Fined and Ordered to Cease-and-Desist Net Capital, Notification, and Books and Records Compliance Failures

In the Matter of Jaypee International, Inc. and Sorabh Arora, Respondents

Insights

FCPA Compliance Report: Episode 375

SEC & DOJ Prosecutions

Judgment of Over $10 Million Against Hong Kong Company in News Release Hacking Case

SEC v. Blue Bottle Limited and Matthew C. Stokes

Insights

Messrs. Jones and Smith Go to the SEC: How Anonymity Protections Led Two Outside Analysts to Report Fraud

Private Securities Cases

When a Pharma Giant’s Quest for Blockbuster Drug Profits Threatened Shareholders and Consumers Alike, We Fought Back. And Won.

Bristol-Myers Squibb Securities Litigation

Insights

SEC Awards Outside Analysts $2.5 Million Whistleblower Bounty

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker

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