LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC Report Shows Slow Start To Whistleblower Program

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SEC Attorney Launchs Whistleblower Practice

SEC & DOJ Prosecutions

SEC Brings Charges Against Former New York Pension Official and Two Broker-Dealers in Undisclosed Pay-to-Play Scheme

SEC v. Navnoor S. Kang, Gregg Z. Schonhorn, and Deborah D. Kelley

SEC & DOJ Prosecutions

SEC Charges Former CEO and CFO of ContinuityX Solutions for Defrauding Investors in Financial Fraud Scheme

SEC v. David P. Godwin and Anthony G. Roth; In the Matter of ContinuityX Solutions, Inc.,...

SEC & DOJ Prosecutions

Settlement Reached with National Audit Firm and Two Partners on Charges of Ignoring Red Flags

In the Matters of Grant Thornton, LLP, Melissa K. Koeppel, and Jeffrey J. Robinson, Respondents

SEC & DOJ Prosecutions

Charges Brought for Muni-Bond Fraud; Offering Halted; Settlement and default judgment obtained

SEC v. City of Harvey, Illinois and Joseph T. Letke

SEC & DOJ Prosecutions

Action to Preserve Investor Assets in Transfer Agent Fraud

SEC v. Robert G. Pearson and Illinois Stock Transfer Company (d/b/a IST Shareholder Services)

SEC & DOJ Prosecutions

Over $4 Million in Sanctions Ordered for Charged Pump-and-Dump Scheme

SEC v. Zenergy International, Inc., Bosko R. Gasich, Robert J. Luiten, Scott H. Wilding, Skyline...

SEC & DOJ Prosecutions

National Securities Exchanges and Affiliated Routing Broker Agree to Censure and Remedial Undertakings

In the Matter of EDGX Exchange, Inc., EDGA Exchange, Inc., and Direct Edge ECN LLC, Respondents

SEC & DOJ Prosecutions

Settlement with Former Deloitte Partner and Son in Insider Trading Case

SEC v. Thomas P. Flanagan, and Patrick T. Flanagan

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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