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Settlement of Over $4 million with Kentucky Businessman for Insider Trading Charges
SEC v. Gary D. Force
- 2005
- $4.15 Million
Defendant engaged in insider trading based on information he received from his broker about seven upcoming mergers or acquisitions, reaping more than $1.5 million in illegal profits. He was also charged with sharing the insider information with his daughter (who also traded, for a profit of approximately $220,000), and with compensating the broker’s original source for it.
