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Jordan Thomas on Whistleblower Advocacy

TheCorporateCounsel.net

Webinars, Videos & Podcasts

Approaching Attorney Whistleblowing Post Dodd-Frank

Jordan A. Thomas co-authored an article for Law360, discussing the ability of in-house counsel to report securities violations following Dodd-Frank. Co-authors Jordan A. Thomas and Professor Bruce Green of Fordham Law School address the complicated question of how an in-house counsel can blow the whistle. The SEC’s whistleblower program provides incentives and protections for informants,...

Articles & Perspectives

Combating Misconduct

The American Lawyer Supplement: Compliance

Jordan A. Thomas wrote an article for the Spring 2012 issue of The American Lawyer Supplement: Compliance, discussing how corporation can create a strong ethical culture and get away from the inadequacies of traditional compliance programs. In this article, Jordan A. Thomas discusses the necessary components in creating and sustaining a strong ethical corporate culture....

Articles & Perspectives

Understanding Employment Law 2012

On Friday, March 30, 2012, Practicing Law Institute (PLI) hosted a seminar entitled “Understanding Employment Law 2012.” Partner Jordan A. Thomas spoke at the 3:15 panel entitled “Constructive Approaches To Discrimination, Retaliation and Whistleblower Claims.” The panel covered: -Common sources of discrimination, retaliation and whistleblower claims -Internal investigations -Practical resolutions short of litigation -Best practices

Mid-Year Conference

The Forensic and Investigative Accounting Section of the American Accounting Association hosted its mid-year conference in Chicago, IL on March 30-31, 2012. Partner Jordan A. Thomas served as the keynote speaker. Jordan also served as a panelist during the session entitled, “SEC Whistleblower Program.”

Partner Jordan A. Thomas discussed the Dodd-Frank whistleblower provisions at the NELA/Illinois CLE Luncheon on Thursday, March 29, 2012. Jordan’s session included the following topics: -Overview of the Dodd-Frank whistleblower provisions: the new framework of incentives and anti-retaliation protections -Identifying eligible clients: common securities violations, applicable statute of limitations, and materiality requirements -Procedural requirements for...

2012 National Conference on Equal Employment Opportunity Law

The American Bar Association hosted its 2012 ABA National Conference on Equal Employment Opportunity Law at the Fairmont Hotel in San Francisco, CA on March 21-24, 2012. Partner Jordan A. Thomas served as a panelist during the session entitled, “Whistleblowing and Dodd Frank.”

Challenges & Opportunities for the Asset Management Industry Following Dodd-Frank

Labaton Sucharow

Last evening, I had the pleasure of participating in a panel discussion at the historic New York Stock Exchange. The discussion was part of a speaker series hosted by TAAAPS—The Association for Alternative Asset Professionals—with all proceeds being donated to charity. I was joined on the panel by Joseph Mecane, Executive Vice President at NYSE...

Articles & Perspectives

Speaker Series – A Changing Regulatory Environment

On Tuesday, March 20, 2012, The Alliance of Alternative Asset Professionals (TAAAPs) hosted their next TAAAPs Speaker Series on “A Changing Regulatory Environment”. TAAAPs assembled a stellar panel of speakers to discuss compliance and the ever changing regulatory landscape. Among topics discussed were the impact compliance has on fundraising and on managing investments, expectations of...

14th Annual IA Compliance Best Practices Summit

Investment Adviser Watch hosted its 14th Annual IA Compliance Best Practices Summit 2012 at the Renaissance Washington, DC Downtown Hotel on March 15-16, 2012. Partner Jordan A. Thomas served as a panelist during a debate entitled, “The Whistleblower Rule”, on Friday, March 16th from 7:30-8:15 am.

FCPA Civil Suit Highlights Uncertainties in Dodd-Frank Whistleblower Protections

“The implementing rules for the SEC whistleblower program incentivize whistleblowers to report internally,” Jordan Thomas, a partner at [prior firm] who chairs the firm’s whistleblower representation practice, said. ”However, until a whistleblower reports a possible violation to the SEC in accordance with its procedures — which involves filing a form with the commission — they...

Launched in 2001, TradeTech is a global conference series focused on equity trading. Partner Jordan A. Thomas served as a panelist during the 2:50 pm session entitled, “Dodd-Frank: Best Practices For Forecasting And Planning Around Evolving Regulation.” The following topics were covered: · Identifying tactics for achieving compliance with minimal impact to your organization’s bottom...

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Featured

Whistleblowers Represented by Jordan Thomas Earn Largest SEC Whistleblower Awards in History

New York, NY (March 19, 2018) – The Securities and Exchange Commission today announced that it will award a group of whistleblowers more than $83 million, the largest awards announced since the SEC Whistleblower Program was established seven years ago. Represented by Jordan Thomas, the whistleblowers’ tips led to a landmark enforcement action that resulted in Merrill...

Once an SEC Regulator, Now Thriving as a Lawyer for Whistleblowers

The New York Times

In a profile piece published in The New York Times, Whistleblower Practice Chair Jordan A. Thomas talks about his decision to travel “the road not taken,” and how it has benefited those in difficult professional positions. After dealing with a traumatic upbringing and seeking emancipation from his parents at the age of 15, Thomas went...

2019 Half-Time Report
The SEC Whistleblower Program: Where Wall Street Answers to Main Street

We are pleased to bring our clients and friends a midyear report to highlight key awards, trends and issues of import in the SEC whistleblower arena. It’s an exciting time for whistleblowers, and, by extension, investors at large. Since the program’s roll-out, the Commission has received nearly 30,000 tips from 119 countries. Most remarkable, as...

Articles & Perspectives

NPR Features Jordan Thomas on Planet Money Podcast, “The Whistleblower Whisperer”

NPR Planet Money

Leading SEC whistleblower attorney Jordan Thomas was featured on NPR’s Planet Money podcast. In the episode “The Whistleblower Whisperer,” Jordan tells Planet Money co-host Jacob Goldstein about his work representing whistleblowers who provided evidence to the SEC that led to landmark enforcement actions against Wall Street’s biggest banks, including Merrill Lynch and JP Morgan. Jordan also...

October 5, 2018

Jordan A. Thomas Named Whistleblower “Lawyer of the Year”

New York, NY – October 5, 2018 – [Jordan Thomas][prior firm][‘s] is pleased to announce that its leading SEC whistleblower attorney Jordan A. Thomas, a principal architect of the SEC Whistleblower Program who established the nation’s first law practice exclusively focused on SEC whistleblowers, has been named a 2018 “Lawyer of the Year” by the Taxpayers...

SEC Whistleblower Program

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Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR, and The New Yorker