LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order, and a Fine, Against Another Muni Securities Underwriter

In the Matter of L.J. Hart & Company, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order, and a Fine, Against Another Muni Securities Underwriter

In the Matter of Loop Capital Markets LLC, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order, and a Fine, Against Another Muni Securities Underwriter

In the Matter of The Northern Trust Company, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order, and a Fine, Against Another Muni Securities Underwriter

In the Matter of Robert W. Baird & Co. Incorporated, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order, and a Fine, Against Another Muni Securities Underwriter

In the Matter of William Blair & Company, L.L.C., Respondent

SEC & DOJ Prosecutions

SEC Obtains Settlement in One of the Largest Fraud Cases in Its History

SEC v. Salomon Inc. and Salomon Brothers, Inc.

Private Securities Cases

When a Pharma Giant’s Quest for Blockbuster Drug Profits Threatened Shareholders and Consumers Alike, We Fought Back. And Won.

Bristol-Myers Squibb Securities Litigation

SEC & DOJ Prosecutions

Internet Money.com, Inc. Stock Fraud

SEC v. Mark R. Sendo and Internet Money.com, Inc.

Insights

The Truth About Corporate Whistleblowers

Common Securities Violations

What is Insider Trading?

As Gordon Gekko demonstrated in the 1987 blockbuster hit movie, Wall Street, insider...

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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