LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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Private Securities Cases

Successful Class Actions Against Mutual Funds are Rare-and a Combined Recovery of $100 Million for Investors to Boot

Oppenheimer Champion Fund Securities Fraud Class Action and In re Core Bond Fund

Insights

Wall Street Has Lost Moral Compass: Thomas

Insights

Financial Industry Survey: 16% Would Commit Insider Trading

Insights

Evidence, Access Aid Job Security When Compliance Staff Raise a Red Flag

SEC & DOJ Prosecutions

Combined Settlement of $14 Million with National Securities Exchanges

In the Matter of EDGA Exchange, Inc., and EDGX Exchange, Inc., Respondents

SEC & DOJ Prosecutions

CorrPro Companies, Inc. Agrees to Injunction and Remedial Undertakings for Misstated Financials

SEC v. Corrpro Companies, Inc.

SEC & DOJ Prosecutions

Nearly $1 Million Settlement of Charges Against China-Based, U.S. Company/Issuer and Former CEO and CFO for Fraudulent Disclosures

SEC v. Universal Travel Group, Jiangping Jiang and Jing Xie

SEC & DOJ Prosecutions

Cease-and-Desist Order Against Laser Systems Company for a Million Dollar Accounting Fraud

In the Matter of Laser Photonics, Inc., Respondent

Insights

Retaliation in the Workplace: Why It Matters and What Companies Can Do About It

Insights

Retaliation: The Cost to Your Company and Its Employees

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker

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