LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Permanent Injunction and Industry Bar Against Promoter Who Participated in Legisi Holdings Fraud

SEC v. Matthew J. Gagnon

SEC & DOJ Prosecutions

Judgment Entered Against Investment Adviser Who Stole Over $16 Million from Clients

SEC v. Timothy J. Roth

SEC & DOJ Prosecutions

Indiana Resident Charged With Conducting Ponzi Scheme Targeting Retirement Savings of Investors

SEC v. John K. Marcum and Guaranty Reserves Trust, LLC

SEC & DOJ Prosecutions

$8.6 Million Settlement in Administrative Proceeding of Offering Fraud Charges

In the Matter of Thomas R. Stanley, II, Respondent

SEC & DOJ Prosecutions

Registration Statement of Treasure Hunters Suspended Based on Valuation and Accounting Issues

In the Matter of Seahawk Deep Ocean Technology, Inc.

SEC & DOJ Prosecutions

SEC Wins Summary Judgment of IPO Fraud Charges against Attorney and Settles with President of Lead Managing Underwriter; Over $4.9 Million in Penalties, Disgorgement and Interest

SEC v. Thomas T. Prousalis, Jr. and Robert T. Kirk

SEC & DOJ Prosecutions

SEC Wins Summary Judgment of IPO Fraud Charges against Two Top Executives and Settles with Another

SEC v. Patrick A. Grotto, Mark B. Leffers and Jon M. Bloodworth

SEC & DOJ Prosecutions

Investment Adviser Ordered to Cease-and-Desist from Violations of Securities Laws

In the Matter of Jamison, Eaton & Wood, Inc., Respondent

Insights

[Jordan Thomas][prior firm] and Getnick & Getnick Secure Record-Breaking Award for Whistleblower Client in Hedge Fund Tax Case

Insights

US Financial Reforms & Global Financial Institutions: A View From All Angles

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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