LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

RIA and Principal Ordered to Cease-and-Desist Steering Clients Into Paying Unnecessary Fees

In the Matter of Sarkauskas and Associates, Inc. and James M. Sarkauskas, Respondents

SEC & DOJ Prosecutions

Principal in Hubadex Fund Family Fraud Barred from Industry

In the Matter of William A. Huber, Respondent

SEC & DOJ Prosecutions

SEC Settles Claims of Serial Fraud; All Defendants Enjoined

SEC v. Lowell Gene “Bob” Hancher, Commerce Street Venture Group, Inc., Edward T. Whelan and Grace...

SEC & DOJ Prosecutions

SEC Obtains Final Judgments Against Investment Adviser and its Top Officials for Theft from Detroit Police and Firefighters Pension Fund, and Concealment Thereof

SEC v. MayfieldGentry Realty Advisors, Chauncey C. Mayfield, Blair D. Ackman, Marsha Bass, W....

SEC & DOJ Prosecutions

Muni-Bond Issuer Ordered to Cease-and-Desist for False Statement in Offering Documents

In the Matter of West Clark Community Schools, Respondent

SEC & DOJ Prosecutions

Ponzi Scheme Results in Injunctions and Over $10 Million in Sanctions

SEC v. Marcin Malarz and Jacek Sienkiewicz

SEC & DOJ Prosecutions

Settlement of Insider Trading Charge in Advance of Aon Merger with Hewitt Associates

SEC v. M. Jason Hanold

SEC & DOJ Prosecutions

SEC Halts Misappropriation Scheme By Former Registered Representative

SEC v. Edward L. Moskop and Financial Services Moskop & Associates, Inc.

SEC & DOJ Prosecutions

Cease-and-Desist and Bar Order Entered Against Investment Adviser on Charges of Fraudulently Inflated AUM

In the Matter of Umesh Tandon, Respondent

SEC & DOJ Prosecutions

Former Salesperson for Nikolai Battoo Ordered to Cease-and-Desist, Barred and Fined

In the Matter of Michael T. Seabolt, Respondent

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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