LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Settlement Reached with Accountants for Battoo Victims

In the Matter of Johnson Lambert LLP and Bradley Scott Diericx, CPA, Respondents

SEC & DOJ Prosecutions

Administrative Relief Awarded for Fund Management Malfeasance

In the Matter of Ambassador Capital Management, LLC, and Derek H. Oglesby

SEC & DOJ Prosecutions

Investment Adviser and Principal Ordered to Cease-and-Desist Violations of Rule 105, Regulation M

In the Matter of Pennington Capital Management LLC andRobert J. Evans, Respondents

SEC & DOJ Prosecutions

Former La Crosse, Wisconsin Resident Enjoined and Barred on Fraud Charges

SEC v. Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC

SEC & DOJ Prosecutions

Industry Bar Ordered in Prearranged Funeral Contract/Life Insurance Scam Case

In the Matter of David R. Wulf

SEC & DOJ Prosecutions

SEC Charges Former Cleveland-Area Investment Promoter with $18 Million Scheme

SEC v. Oscar F. Villarreal

SEC & DOJ Prosecutions

SEC Halts Offering Fraud by Unregistered Investment Adviser and its Managing Member

SEC v. Anthony J. Davian and Davian Capital Advisors, LLC

SEC & DOJ Prosecutions

Ohio Investment Advisor Barred from Industry for Offering Fraud, Misappropriation

In the Matter of Geoffrey W. Nehrenz, Respondent

SEC & DOJ Prosecutions

First Allied Broker

In the Matter of Douglas E. Hampton, Respondent

SEC & DOJ Prosecutions

CFO Barred for Plug Accounting Entries Causing Asset Overstatement

In the Matter of Jason Maiher, Respondent

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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