LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

KBCM Ordered to Cease-and-Desist, Censured and Fined Following Asset Overstatement

In the Matter of KeyBanc Capital Markets Inc., Respondent

SEC & DOJ Prosecutions

Cease-and-Desist and Officer/Director Bar Imposed on Top Executives of Nature’s Fuel

In the Matter of Glenn Johnson and William Sinish, Respondents

SEC & DOJ Prosecutions

Henning-Carey Proprietary Trading Settles Unregistered Government Securities Dealer Charge

In the Matter of Henning-Carey Proprietary Trading, LLC, Respondent

SEC & DOJ Prosecutions

RIA Ordered to Cease-and-Desist and Fined on Charges of Unlawful Cross and Principal Trading

In the Matter of Aviva Investors Americas, LLC, as the successor entity to Aviva Investors North...

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Obligated Person for Misstatement

In the Matter of Ascension Health Alliance, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatements

In the Matter of Blair Oaks R-II School District, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Obligated Person for Omissions

In the Matter of Casella Waste Systems, Inc., Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatement

In the Matter of City of Gary, Indiana, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatements

In the Matter of City of Memphis, Tennessee, Respondent

SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Issuer for Misstatement

In the Matter of The City of Oconomowoc, Wisconsin, Respondent

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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