LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

SEC Obtains Cease-and-Desist Order Against Muni Securities Obligated Person for Omission

In the Matter of Syracuse University, Respondent

SEC & DOJ Prosecutions

RIA Ordered to Cease-and-Desist, Censured and Fined on Pay-to-Play Charge

In the Matter of The Banc Funds Company, L.L.C., Respondent

SEC & DOJ Prosecutions

Investment Adviser Ordered to Cease-and-Desist, Pay Disgorgement of Fees and a Fine in Equal Amount, and Barred for Concealing Fund Losses

In the Matter of Daniel N. Ginsparg, Respondent

SEC & DOJ Prosecutions

Cease-and-Desist Order, Censure and Fine in RIA Failure to Conduct Reviews Case

In the Matter of Dupree Financial Group, LLC, Respondent

SEC & DOJ Prosecutions

Investment Adviser Barred for Marketing Program Involving Unsuitable Trading

In the Matter of Gregory L. Merrick, Respondent

SEC & DOJ Prosecutions

SEC Bars Accounting Firm from Auditing U.S. Issuers Based in China

In the Matter of EFP Rotenberg, LLP and Nicholas R. Bottini, CPA, Respondents

SEC & DOJ Prosecutions

SEC Recoups Nearly $180 Million in Settlement of Bribery Charges and Related Accounting Violations

SEC v. Halliburton Company and KBR, Inc.

SEC & DOJ Prosecutions

Final Judgment Entered Against Former Telxon CFO for Accounting Fraud Violations

SEC v. Kenneth W. Haver; In the Matter of Kenneth W. Haver, CPA

SEC & DOJ Prosecutions

Former Accounting Executives Enjoined for Central Role in Financial Reporting Fraud

SEC v. Eric P. Furman and Stephen M. Hieber; In the Matter of Eric P. Furman, CPA

SEC & DOJ Prosecutions

Former Laser Photonics Executives Sanctioned for Accounting Fraud

SEC v. Mark T. Fukuhara, Andrew L. O'Connell and Robert J. Anselmo; In the Matter of Andrew L....

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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