LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

SEC Settles Claims of Serial Fraud; All Defendants Enjoined

SEC v. Lowell Gene “Bob” Hancher, Commerce Street Venture Group, Inc., Edward T. Whelan and Grace...

SEC & DOJ Prosecutions

Muni-Bond Issuer Ordered to Cease-and-Desist for False Statement in Offering Documents

In the Matter of West Clark Community Schools, Respondent

SEC & DOJ Prosecutions

Ponzi Scheme Results in Injunctions and Over $10 Million in Sanctions

SEC v. Marcin Malarz and Jacek Sienkiewicz

SEC & DOJ Prosecutions

SEC Halts Misappropriation Scheme By Former Registered Representative

SEC v. Edward L. Moskop and Financial Services Moskop & Associates, Inc.

SEC & DOJ Prosecutions

Former Salesperson for Nikolai Battoo Ordered to Cease-and-Desist, Barred and Fined

In the Matter of Michael T. Seabolt, Respondent

SEC & DOJ Prosecutions

Settlement Reached with Accountants for Battoo Victims

In the Matter of Johnson Lambert LLP and Bradley Scott Diericx, CPA, Respondents

SEC & DOJ Prosecutions

Administrative Relief Awarded for Fund Management Malfeasance

In the Matter of Ambassador Capital Management, LLC, and Derek H. Oglesby

SEC & DOJ Prosecutions

Investment Adviser and Principal Ordered to Cease-and-Desist Violations of Rule 105, Regulation M

In the Matter of Pennington Capital Management LLC andRobert J. Evans, Respondents

SEC & DOJ Prosecutions

Former La Crosse, Wisconsin Resident Enjoined and Barred on Fraud Charges

SEC v. Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC

SEC & DOJ Prosecutions

Industry Bar Ordered in Prearranged Funeral Contract/Life Insurance Scam Case

In the Matter of David R. Wulf

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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