LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

SEC Prevails in Offering Fraud Case Despite Obstruction; Permanent Injunction Entered

SEC v. Brian Hollnagel and BCI Aircraft Leasing, Inc.

SEC & DOJ Prosecutions

Administrative Bar for BCI Aircraft Leasing Broker Found Guilty of Obstruction

In the Matter of Robert Carlsson, Respondent

SEC & DOJ Prosecutions

Offering Fraud Results in Permanent Injunction and Near-$2.5 Million Sanction

SEC v. Robert A. Loffredi and Raymond Financial Group, Inc.

SEC & DOJ Prosecutions

Recidivists Enjoined and Barred on New Charges of Fraud

SEC v. Stephen P. Amella and Andre J. Hayden

SEC & DOJ Prosecutions

Former Investment Firm Partner Ordered to Cease-and-Desist and Barred for Breach of Fiduciary Duty

In the Matter of Matthew Crisp, Respondent

SEC & DOJ Prosecutions

Orchestrators of $15 Million Ponzi Scheme Enjoined and Barred

SEC v. Edward A. Allen, David L. Olson, and A&O Investments, LLC

SEC & DOJ Prosecutions

SEC Cracks Down on Unregistered Broker Activity for Ranieri Partners

In the Matters of Ranieri Partners LLC, Donald W. Phillips, and William M. Stephens, Respondents

SEC & DOJ Prosecutions

Kenzie Funds Feeder Enjoined and Barred

SEC v. Emanuel L. Sarris, Sr. and Sarris Financial Group, Inc.

SEC & DOJ Prosecutions

RIA and Principal Ordered to Cease-and-Desist Steering Clients Into Paying Unnecessary Fees

In the Matter of Sarkauskas and Associates, Inc. and James M. Sarkauskas, Respondents

SEC & DOJ Prosecutions

Principal in Hubadex Fund Family Fraud Barred from Industry

In the Matter of William A. Huber, Respondent

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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