LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Over $4 Million in Sanctions Ordered for Charged Pump-and-Dump Scheme

SEC v. Zenergy International, Inc., Bosko R. Gasich, Robert J. Luiten, Scott H. Wilding, Skyline...

SEC & DOJ Prosecutions

National Securities Exchanges and Affiliated Routing Broker Agree to Censure and Remedial Undertakings

In the Matter of EDGX Exchange, Inc., EDGA Exchange, Inc., and Direct Edge ECN LLC, Respondents

SEC & DOJ Prosecutions

Settlement with Former Deloitte Partner and Son in Insider Trading Case

SEC v. Thomas P. Flanagan, and Patrick T. Flanagan

SEC & DOJ Prosecutions

Judgment Obtained Against Perpetrator of $72 Million International Internet Fraud Scheme

SEC v. Gregory N. McKnight, and Legisi Holdings, LLC

SEC & DOJ Prosecutions

Enforcement Action Charging Fraudulent Scheme to Plunder Subsidiary

SEC v. Conrad M. Black, F. David Radler and Hollinger, Inc.

SEC & DOJ Prosecutions

Internet Stock Picker Enjoined, Required to Give Up Illegal Profits and Pay Civil Penalty

SEC v. Yun Soo Oh Park and Tokyo Joe's Societe Anonyme Corp.

SEC & DOJ Prosecutions

Injunction and Industry Bar Obtained In Offering Fraud Case

SEC v. Mark S. Shaner, and Shaner & Company, Inc.

SEC & DOJ Prosecutions

Censure, Sanctions and Cease-and-Desist Order Against Investment Advisors for Undisclosed Conflict of Interest

In the Matter of MPI Investment Management, David Pequet and Ashok Shende, Respondents

SEC & DOJ Prosecutions

Industry Bar for Director of Broker-Dealer for Obstruction

In the Matter of Kenneth Ko, Respondent

SEC & DOJ Prosecutions

Summary Judgment Victory in Insider Trading Case

SEC v. Terry L. Kirch

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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