LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Piper Jaffray Manager Enjoined and Barred in Marking the Close case

SEC v. Michael J. Rivers and Thomas E. Hall

SEC & DOJ Prosecutions

Judgments Obtained in Zomax Projections Fraud Case, and Related Insider Trading

SEC v. Zomax, Inc., James T. Anderson, Michelle Bedard-Anderson, Neil L. Dolinsky, The Jim and...

SEC & DOJ Prosecutions

Injunction and Disgorgement Awarded Against Investment Advisor for Theft

SEC v. Stephen G. Donahue and Donahue Securities Inc.

SEC & DOJ Prosecutions

Settlement with Broker-Dealer for Charged Customer Protection and Net Capital Rule Violations

In the Matter of Mid-Ohio Securities Corp., Respondent

SEC & DOJ Prosecutions

Final Judgments Obtained Against Former CFO and Chief Accounting Officer of Conseco, Inc. and Conseco Finance Corporation

SEC v. Rollin M. Dick and James S. Adams

SEC & DOJ Prosecutions

Spiegel, Inc. Charged with Fraud for Failing to Disclose Auditor’s “Going Concern” and Related Reporting Violations

SEC v. Spiegel, Inc.

SEC & DOJ Prosecutions

$17 Million Ponzi Scheme Enjoined

SEC v. v. Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech

SEC & DOJ Prosecutions

Respondent Charged with Prohibited Foreign Exchange Transactions with Affiliates; Ordered to Cease-and-Desist

In the Matter of U.S. Bank National Association, Respondent

SEC & DOJ Prosecutions

SEC Busts Alternative Certificates of Deposit Ponzi Scheme

SEC v. Gari Aldridge, Tracey Aldridge, Century Financial Services, and James Casmay

SEC & DOJ Prosecutions

Hedge Fund Manager/Trader Who Defrauded Investors of Millions Barred from the Industry

In the Matter of Charles N. Watson, Respondent

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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