LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Spiegel, Inc. Charged with Fraud for Failing to Disclose Auditor’s “Going Concern” and Related Reporting Violations

SEC v. Spiegel, Inc.

SEC & DOJ Prosecutions

$17 Million Ponzi Scheme Enjoined

SEC v. v. Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech

SEC & DOJ Prosecutions

Respondent Charged with Prohibited Foreign Exchange Transactions with Affiliates; Ordered to Cease-and-Desist

In the Matter of U.S. Bank National Association, Respondent

SEC & DOJ Prosecutions

SEC Busts Alternative Certificates of Deposit Ponzi Scheme

SEC v. Gari Aldridge, Tracey Aldridge, Century Financial Services, and James Casmay

SEC & DOJ Prosecutions

Hedge Fund Manager/Trader Who Defrauded Investors of Millions Barred from the Industry

In the Matter of Charles N. Watson, Respondent

SEC & DOJ Prosecutions

Hedge Fund Manager Ordered to Cease-and-Desist, Censured and Fined for Marking the Close

In the Matter of Ephraim Fields, Respondent

SEC & DOJ Prosecutions

SEC Charges Early Stage Ponzi Scheme; Investors Restored Nearly in Full

SEC v. Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P....

SEC & DOJ Prosecutions

$14.5 Million Sanction and Permanent Injunction Obtained in Offering Fraud Case

SEC v. Robert D. Falor

SEC & DOJ Prosecutions

SEC Prevails in Offering Fraud Case Despite Obstruction; Permanent Injunction Entered

SEC v. Brian Hollnagel and BCI Aircraft Leasing, Inc.

SEC & DOJ Prosecutions

Administrative Bar for BCI Aircraft Leasing Broker Found Guilty of Obstruction

In the Matter of Robert Carlsson, Respondent

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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