LANDMARK LAWSUIT FILED AGAINST SEC TO PROTECT ALL WHISTLEBLOWERS

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SEC & DOJ Prosecutions

Offering Fraud Results in Permanent Injunction and Near-$2.5 Million Sanction

SEC v. Robert A. Loffredi and Raymond Financial Group, Inc.

SEC & DOJ Prosecutions

Recidivists Enjoined and Barred on New Charges of Fraud

SEC v. Stephen P. Amella and Andre J. Hayden

SEC & DOJ Prosecutions

Former Investment Firm Partner Ordered to Cease-and-Desist and Barred for Breach of Fiduciary Duty

In the Matter of Matthew Crisp, Respondent

SEC & DOJ Prosecutions

Orchestrators of $15 Million Ponzi Scheme Enjoined and Barred

SEC v. Edward A. Allen, David L. Olson, and A&O Investments, LLC

SEC & DOJ Prosecutions

SEC Cracks Down on Unregistered Broker Activity for Ranieri Partners

In the Matters of Ranieri Partners LLC, Donald W. Phillips, and William M. Stephens, Respondents

SEC & DOJ Prosecutions

Kenzie Funds Feeder Enjoined and Barred

SEC v. Emanuel L. Sarris, Sr. and Sarris Financial Group, Inc.

SEC & DOJ Prosecutions

RIA and Principal Ordered to Cease-and-Desist Steering Clients Into Paying Unnecessary Fees

In the Matter of Sarkauskas and Associates, Inc. and James M. Sarkauskas, Respondents

SEC & DOJ Prosecutions

Principal in Hubadex Fund Family Fraud Barred from Industry

In the Matter of William A. Huber, Respondent

SEC & DOJ Prosecutions

SEC Settles Claims of Serial Fraud; All Defendants Enjoined

SEC v. Lowell Gene “Bob” Hancher, Commerce Street Venture Group, Inc., Edward T. Whelan and Grace...

SEC & DOJ Prosecutions

SEC Obtains Final Judgments Against Investment Adviser and its Top Officials for Theft from Detroit Police and Firefighters Pension Fund, and Concealment Thereof

SEC v. MayfieldGentry Realty Advisors, Chauncey C. Mayfield, Blair D. Ackman, Marsha Bass, W....

Named one of the top whistleblower practices/attorneys in the country by The New York Times, Wall Street Journal, NPR and The New Yorker
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